<$BlogRSDUrl$>

Monday, January 31, 2005

First Command fails to discipline wayward representative 
What on earth do you have to do to get fired by First Command?

James Provo, a First Command financial advisor and district supervisor in Charleston, South Carolina, recently got into some regulatory trouble with the NASD.

Well, no...not just any regulatory trouble. He attempted to intimidate a customer who complained about First Command by informing him that his military superior officers were being notified and favorable personnel actions were in jeopardy as a result of the complaint.

From the NASD press release:
NASD also found that First Command violated NASD rules when a First Command supervisor inappropriately confronted a former customer – an Air Force officer – who complained in an e-mail to an online publication that he had suffered losses and recommended that others not invest with First Command. The e-mail was in response to a negative article about First Command’s sales practices.

First Command District Supervisor James Provo contacted the customer, suggested that he might need an attorney, told him that the highest level of Air Force commanders were being contacted regarding the e-mail and told him his previously approved change in assignment might be delayed until the matter was resolved. NASD also found that Provo arranged a meeting with the Air Force’s legal assistance office, questioning whether the customer had violated Air Force regulations by using e-mail to send his message criticizing First Command. Provo also contacted the customer’s squadron commander and informed her that First Command might have a grievance against a member of her squadron. First Command eventually wrote a letter of apology to the former client, but otherwise took no steps to discipline Provo.



And so the NASD disciplined Provo for them, fining him $25,000 and suspending him from acting in a supervisory capacity for 30 days.

Well, the 30 days are up. And James Provo is right back at work, picking up his phone at First Command's Charleston office. And still pitching financial services to the same military audience.

Must be part of that guaranteed "check-a-month" program. Except the "check-a-month" doesn't apply to annuity payouts to investors - it applies to paychecks for reps who threaten and intimidate servicemen and clients.

Military Times, apparently, was too busy to do the follow-up on this major Gannett advertiser.

I understand.

Even if they had, I'm sure they would have figured out some way to leave First Command's name out of the story.

Splash, out

Jason

Comments:
Just visit 3 Marketeers Productions LLC and fill out the short form, you'll be able to unsubscribe anytime
 
Great blog. In case you care to know, I was searching for terry adkins huntington wv and your blog came up. I am glad I found it though.

Very nice.
 
From what I can see, not many blogs talk about stuff like high protein and tempe and that is sad. I think your blog is great that way.

keep it up.
 
Fasting can make you look much thinner in only a couple of days. You may not lose a significant amount of weight, but it will look like you have. It can make your waist noticeable thinner and clean up blemishes or skin problems.
Link to this site. controlled diet
 
Fasting can make you look much thinner in only a couple of days. You may not lose a significant amount of weight, but it will look like you have. It can make your waist noticeable thinner and clean up blemishes or skin problems.
Link to this site. exercise
 
Looking for US.... If you are like me it seems like there is never enough time in the day.. You get home late and leave early.. then the weekends thats another story by itself. My wife has found it easier to hire somebody if you we need help with remodeling design help. She fond a great site for remodeling design help at http://2rcs.com and wanted to share it with you.. Im glad to find help when I need it.. I hope you have great luck remodeling your home...
 
Whether you do the dumping or you are the one who got dumped, breakups are painful, if you initiated the breakup you may feel quite guilty, or question that you made the right decision.
Link to this site: online dating relationship
http://relationship-faq.info/
 
Whether you do the dumping or you are the one who got dumped, breakups are painful, if you initiated the breakup you may feel quite guilty, or question that you made the right decision.
Link to this site: mother daughter relationship
http://relationship-faq.info/
 
Hi!

So glad I found your webblog, it really has helped me in a number
of ways.. Thank you for the effort you have put into making this blog so right I hope you post more details soon!!

Thanks,
right
 
I was clicking that ''Next Blog'' button and caught yours, i have to say kinda interesting, anyway thanks for the info bye.

healthy restaurant eating
 
i've been looking for some very specific information on the internet and came across your post i actually learned something, keep blogging.

health food recipe
 
Our network has been looking for a Leads business like yours to list in our World Directory & our forum.

Hey, there is no cost and it will only take a few minutes for you to register!

Your Silver Fox Business Building Team helping build your Leads business!
 
I am going to add a link on my personal blog perhaps we could trade links. Great Article. I would love it if you took a look at my site and told if you like it. smoking cessation advice
 
I have been following a site now for almost 2 years and I have found it to be both reliable and profitable. They post daily and their stock trades have been beating
the indexes easily.

Take a look at Wallstreetwinnersonline.com

RickJ
 
Post a Comment

This page is powered by Blogger. Isn't yours?

Site Meter

Prev | List | Random | Next
Powered by RingSurf!

Prev | List | Random | Next
Powered by RingSurf!